Faiss

• Author: Ilgyun Jeong

• Peer Review: Sohyeon Yim

• This is a part of LangChain Open Tutorial

Overview

This tutorial covers how to use Faiss with LangChain .

Faiss (Facebook AI Similarity Search) is a library for efficient similarity search and clustering of dense vectors.

It contains algorithms that search in sets of vectors of any size, up to ones that possibly do not fit in RAM. It also includes supporting code for evaluation and parameter tuning.

This tutorial walks you through using CRUD operations with the Faiss storing , updating , deleting documents, and performing similarity-based retrieval .

Table of Contents

• Overview

• Environment Setup

• What is Faiss?

• Prepare Data

• Setting up Faiss

• Document Manager

References

• Faiss
• Faiss Library paper
• Faiss documentation
• Langchain Faiss document

---

Environment Setup

Set up the environment. You may refer to Environment Setup for more details.

[Note]

• langchain-opentutorial is a package that provides a set of easy-to-use environment setup, useful functions and utilities for tutorials.

• You can checkout the langchain-opentutorial for more details.

%%capture --no-stderr
%pip install langchain-opentutorial

# Install necessary package
%pip install -qU langchain-community Faiss-cpu

# Note that you can also install Faiss-gpu if you want to use the GPU enabled version
# Install necessary package
# %pip install -qU langchain-community Faiss-gpu

Note: you may need to restart the kernel to use updated packages.

# Install required packages
from langchain_opentutorial import package

package.install(
    [
        "langsmith",
        "langchain",
        "langchain_core",
        "langchain_community",
        "faiss-cpu",
    ],
    verbose=False,
    upgrade=False,
)

# Set environment variables
from langchain_opentutorial import set_env

set_env(
    {
        "OPENAI_API_KEY": "Your OPENAI API KEY",
        "LANGCHAIN_API_KEY": "Your LangChain API KEY",
        "LANGCHAIN_TRACING_V2": "true",
        "LANGCHAIN_ENDPOINT": "https://api.smith.langchain.com",
        "LANGCHAIN_PROJECT": "Faiss",
    }
)

Environment variables have been set successfully.

You can alternatively set API keys such as OPENAI_API_KEY in a .env file and load them.

[Note] This is not necessary if you've already set the required API keys in previous steps.

from dotenv import load_dotenv

load_dotenv(override=True)

True

What is Faiss?

Faiss (Facebook AI Similarity Search) is a library for efficient similarity search and clustering of dense vectors.

• Core Concepts

  • Similarity search: Finding vectors that are closest to a query vector

  • Scaling: Handles vector sets of any size, including those exceeding RAM

  • Efficiency: Optimized for memory usage and search speed

• Vector Operations

  • Nearest neighbor: Finding k vectors closest to a query vector

  • Maximum inner product: Finding vectors with highest dot product

  • Clustering: Grouping similar vectors together

• Index Types

  • Flat: Exact search with exhaustive comparison

  • IVF: Inverted file structure for faster approximate search

  • HNSW: Hierarchical navigable small world graphs for high-quality search

  • PQ: Product quantization for memory compression

  • OPQ: Optimized product quantization for better accuracy

• Performance Metrics

  • Speed: Query time for finding similar vectors

  • Memory: RAM requirements for index storage

  • Accuracy: How well results match exhaustive search (recall)

• Technical Features

  • GPU support: State-of-the-art GPU implementations with 5-20x speedup

  • Multi-threading: Parallel processing across CPU cores

  • SIMD optimization: Vectorized operations for faster computation

  • Half-precision: Float16 support for better performance

• Applications

  • Image similarity: Finding visually similar images

  • Text embeddings: Semantic search in document collections

  • Recommendation systems: Finding similar items for users

  • Classification: Computing maximum inner-products for classification

Prepare Data

This section guides you through the data preparation process .

This section includes the following components:

• Data Introduction

• Preprocess Data

Data Introduction

In this tutorial, we will use the fairy tale 📗 The Little Prince in PDF format as our data.

This material complies with the Apache 2.0 license .

The data is used in a text (.txt) format converted from the original PDF.

You can view the data at the link below.

• Data Link

Preprocess Data

In this tutorial section, we will preprocess the text data from The Little Prince and convert it into a list of LangChain Document objects with metadata.

Each document chunk will include a title field in the metadata, extracted from the first line of each section.

from langchain.schema import Document
from langchain.text_splitter import RecursiveCharacterTextSplitter
import re
from typing import List


def preprocessing_data(content: str) -> List[Document]:
    # 1. Split the text by double newlines to separate sections
    blocks = content.split("\n\n")

    # 2. Initialize the text splitter
    text_splitter = RecursiveCharacterTextSplitter(
        chunk_size=500,  # Maximum number of characters per chunk
        chunk_overlap=50,  # Overlap between chunks to preserve context
        separators=["\n\n", "\n", " "],  # Order of priority for splitting
    )

    documents = []

    # 3. Loop through each section
    for block in blocks:
        lines = block.strip().splitlines()
        if not lines:
            continue

        # Extract title from the first line using square brackets [ ]
        first_line = lines[0]
        title_match = re.search(r"\[(.*?)\]", first_line)
        title = title_match.group(1).strip() if title_match else None

        # Remove the title line from content
        body = "\n".join(lines[1:]).strip()
        if not body:
            continue

        # 4. Chunk the section using the text splitter
        chunks = text_splitter.split_text(body)

        # 5. Create a LangChain Document for each chunk with the same title metadata
        for chunk in chunks:
            documents.append(Document(page_content=chunk, metadata={"title": title}))

    print(f"Generated {len(documents)} chunked documents.")

    return documents

# Load the entire text file
with open("./data/the_little_prince.txt", "r", encoding="utf-8") as f:
    content = f.read()

# Preprocess Data
docs = preprocessing_data(content=content)

Generated 262 chunked documents.

Setting up Faiss

This part walks you through the initial setup of Faiss .

This section includes the following components:

• Load Embedding Model

• Load Faiss Client

Load Embedding Model

In this section, you'll learn how to load an embedding model.

This tutorial uses OpenAI's API-Key for loading the model.

💡 If you prefer to use another embedding model, see the instructions below.

• Embedding Models

import os
from langchain_openai import OpenAIEmbeddings

embedding = OpenAIEmbeddings(model="text-embedding-3-large")

Load Faiss Client

In this section, we'll show you how to load the database client object using the Python SDK for Faiss .

• Faiss Python SDK Docs

# Create Database Client Object Function
import faiss
import numpy as np


def get_db_client(dim: int = 128):
    """

    Initializes and returns a VectorStore client instance.


    This function loads configuration (e.g., API key, host) from environment

    variables or default values and creates a client object to interact

    with the faiss Python SDK.


    Returns:

        client:ClientType - An instance of the faiss client.


    Raises:

        ValueError: If required configuration is missing.

    """

    base_index = faiss.IndexFlatL2(dim)  # L2 거리 기반 인덱스 생성
    client = faiss.IndexIDMap(base_index)  # ID 매핑 지원 추가

    return client

# Get DB Client Object
client = get_db_client()

Document Manager

For the LangChain-OpenTutorial, we have implemented a custom set of CRUD functionalities for VectorDBs.

The following operations are included:

• upsert : Update existing documents or insert if they don’t exist

• upsert_parallel : Perform upserts in parallel for large-scale data

• similarity_search : Search for similar documents based on embeddings

• delete : Remove documents based on filter conditions

Each of these features is implemented as class methods specific to each VectorDB.

In this tutorial, you'll learn how to use these methods to interact with your VectorDB.

We plan to continuously expand the functionality by adding more common operations in the future.

Create Instance

First, we create an instance of the Faiss helper class to use its CRUD functionalities.

This class is initialized with the Faiss Python SDK client instance, index name and the embedding model instance , both of which were defined in the previous section.

from utils.faiss import FaissDocumentManager

crud_manager = FaissDocumentManager(dim=3072, embedding=embedding)

Now you can use the following CRUD operations with the crud_manager instance.

These instance allow you to easily manage documents in your Faiss .

Upsert Document

Update existing documents or insert if they don’t exist

✅ Args

• texts : Iterable[str] – List of text contents to be inserted/updated.

• metadatas : Optional[List[Dict]] – List of metadata dictionaries for each text (optional).

• ids : Optional[List[str]] – Custom IDs for the documents. If not provided, IDs will be auto-generated.

• **kwargs : Extra arguments for the underlying vector store.

🔄 Return

• None

from uuid import uuid4

# Create ID for each document
ids = [str(uuid4()) for _ in docs]

args = {
    "texts": [doc.page_content for doc in docs[:2]],
    "metadatas": [doc.metadata for doc in docs[:2]],
    "ids": ids[:2],
    # Add additional parameters if you need
}

crud_manager.upsert(**args)

Upsert Parallel

Perform upsert in parallel for large-scale data

✅ Args

• texts : Iterable[str] – List of text contents to be inserted/updated.

• metadatas : Optional[List[Dict]] – List of metadata dictionaries for each text (optional).

• ids : Optional[List[str]] – Custom IDs for the documents. If not provided, IDs will be auto-generated.

• batch_size : int – Number of documents per batch (default: 32).

• workers : int – Number of parallel workers (default: 10).

• **kwargs : Extra arguments for the underlying vector store.

🔄 Return

• None

from uuid import uuid4

args = {
    "texts": [doc.page_content for doc in docs],
    "metadatas": [doc.metadata for doc in docs],
    "ids": ids,
    # Add additional parameters if you need
}

crud_manager.upsert_parallel(**args)

Similarity Search

Search for similar documents based on embeddings .

This method uses "cosine similarity" .

✅ Args

• query : str – The text query for similarity search.

• k : int – Number of top results to return (default: 10).

• **kwargs : Additional search options (e.g., filters).

🔄 Return

• results : List[Document] – A list of LangChain Document objects ranked by similarity.

# Search by query
results = crud_manager.search(query="What is essential is invisible to the eye.", k=3)
for idx, result in enumerate(results):
    print(f"Rank {idx+1}")
    print(f"Contents : {result['text']}")
    print(f"Metadata: {result['metadata']}")
    print(f"Similarity Score: {result['score']}")
    print()

Rank 1
    Contents : And he went back to meet the fox. 
    "Goodbye," he said. 
    "Goodbye," said the fox. "And now here is my secret, a very simple secret: It is only with the heart that one can see rightly; what is essential is invisible to the eye." 
    "What is essential is invisible to the eye," the little prince repeated, so that he would be sure to remember.
    "It is the time you have wasted for your rose that makes your rose so important."
    Metadata: {'id': 'ead85ff5-3fd3-4d02-8d39-437e6ceb9af2', 'title': 'Chapter 21'}
    Similarity Score: 0.504
    
    Rank 2
    Contents : "Yes," I said to the little prince. "The house, the stars, the desert-- what gives them their beauty is something that is invisible!" 
    "I am glad," he said, "that you agree with my fox."
    Metadata: {'id': '86c9428d-7699-46de-a141-4390a51b224a', 'title': 'Chapter 24'}
    Similarity Score: 0.498
    
    Rank 3
    Contents : "The men where you live," said the little prince, "raise five thousand roses in the same garden-- and they do not find in it what they are looking for." 
    "They do not find it," I replied. 
    "And yet what they are looking for could be found in one single rose, or in a little water." 
    "Yes, that is true," I said. 
    And the little prince added: 
    "But the eyes are blind. One must look with the heart..."
    Metadata: {'id': '36e086f2-3a7b-4390-a454-38c130975b8e', 'title': 'Chapter 25'}
    Similarity Score: 0.464
    

Delete Document

Delete documents based on filter conditions

✅ Args

• ids : Optional[List[str]] – List of document IDs to delete. If None, deletion is based on filter.

• filters : Optional[Dict] – Dictionary specifying filter conditions (e.g., metadata match).

• **kwargs : Any additional parameters.

🔄 Return

• None

# Delete by ids
ids = args["ids"][:3]  # The 'ids' value you want to delete
crud_manager.delete(ids=ids)

True

# Delete by filters
crud_manager.delete(filters={"title": "chapter 6"})

True

# Delete All
crud_manager.delete()

True